We are a resource platform for “governance practitioners” in HK listed companies -including directors, CFOs/finance professionals, company secretaries/legal counsels, internal auditors and IR professionals. We provide practical know-how on implementing good governance in your organisations. Since our launch in Dec 2015, we have around 900 subscribers from over 250 HK listed companies.
We have an advisory panel drawn from a diversity of experience and background comprising of executive as well as independent directors in listed companies, capital markets, accounting, regulatory, public affairs and communications, as well as human resources.
Apr 2019 Legal and Regulatory Update
In 2018, the Commissioner visited 100 shopping malls (including at least 2 malls from each of HK’s 18 districts), and reviewed 300 webpages requesting personal data in exchange for benefits. It then conducted compliance checks against 52 shopping mall membership programmes, and 19 online promotion operators.
Regulatory compliance: your systems ready?
(Tues) 18 June 2019
- Disclosure of inside information: recent enforcement actions and examples
- Best practice sharing
- Common pitfalls: e.g. China/overseas subsidiaries
- Practical tips for preparing a compliance manual
“Disclosure of inside information” will be used to illustrate these. Lessons also apply to other regulatory topics!
Speakers: Mr. Dominic Geiser (Partner, Herbert Smith Freehills), Mr. David Simmonds (Group General Counsel & Chief Administration Officer, Company Secretary, CLP Holdings Limited), Mr. Eric Yeung (Partner, Risk Assurance, PwC)